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U.S. Securities and Exchange Commission
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851	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 22, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspensio Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-21 19:59:25 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
852	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 28, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-27 19:17:09 Financial regulation Government Corporate crime U.S. Securities and Exchange Commission OTC Markets Group Securities Exchange Act Securities Act Neko Securities and Exchange Commission United States Securities and Exchange Commission United States securities law 73rd United States Congress
853	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-31 09:09:57 73rd United States Congress Securities Exchange Act Finance Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
854	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 9, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-09 17:30:03 Financial regulation Financial economics Finance New Deal Securities Act SEC filings Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
855	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 24, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 14:24:32 Administrative law judge Government Law New Deal agencies Corporate crime U.S. Securities and Exchange Commission
856	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 12, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-12 17:20:17 Business 73rd United States Congress United States Securities and Exchange Commission United States corporate law U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Securities Act State Corporation Commission Securities Exchange Act United States securities law Economy of the United States Accountancy
857	SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33-9713A; 34-74158A, File NoSUBJECT: Advisory Committee on Small and Emerging Companies. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-23 10:58:31 Financial economics Accredited investor Finance United States securities law Financial system Christopher Cox Center for Audit Quality Financial regulation Corporate crime U.S. Securities and Exchange Commission
858	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 17, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-17 11:14:33 Financial system Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered representative H.D. Vest Broker-dealer Securities Exchange Act Financial adviser Self-regulatory organization United States securities law Financial economics Finance
859	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 06:34:45 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
860	Microsoft Word - FINAL LettertoIOSCOonSoftCommissionsdoc Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:09 Business United States securities law Financial system Financial economics Soft dollar U.S. Securities and Exchange Commission International Organization of Securities Commissions Canadian securities regulation Securities Exchange Act Finance Financial regulation Financial markets